Cynthia Leal (CRD# 4816123) is an Investment Advisor Representative working at Lpl Financial LLC in Petaluma, CA and has over 18 years of experience in the finance industry.
CRD# 2626420
Alpha Blue Capital
CRD# 6424586
Global Retirement Partners LLC
CRD# 4105009
Lowery Thomas, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Petaluma, CA | Jul 2023 - Current | < 1 |
| Financial Engines Advisors LLC | Sunnyvale, CA | May 2019 - Jul 2023 | 4 |
| Charles Schwab Bank | Roseville, CA | May 2016 - May 2019 | 3 |
| Charles Schwab & Company, Inc. | Roseville, CA | May 2016 - May 2019 | 3 |
| Fidelity Brokerage Services LLC | Campbell, CA | Oct 2015 - May 2016 | < 1 |
| Charles Schwab & Company, Inc. | Milpitas, CA | Sep 2010 - Oct 2015 | 5 |
| Charles Schwab Bank | Fremont, CA | Sep 2010 - Oct 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2005 |
| S63 | Uniform Securities State Law Examination | Dec 2023 |
- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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