Thomas Omalley (CRD# 2039477) is an Investment Advisor Representative working at Lpl Financial LLC in Peterborough, NH and has over 23 years of experience in the finance industry.
CRD# 1350047
Legacy Financial Solutions, Inc.
CRD# 4729388
Ameriprise Financial Services, LLC
CRD# 1388001
Tcg Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Peterborough, NH | Aug 2022 - Current | 1 |
| People's Securities, Inc. | Bridgeport, CT | Nov 2018 - Aug 2022 | 3 |
| People's United Advisors, Inc. | Bridgeport, CT | Nov 2018 - Aug 2022 | 3 |
| Cuso Financial Services, LP | San Diego, CA | Apr 2018 - Nov 2018 | < 1 |
| Umassfive College Federal Credit Union | Hadley, MA | Apr 2018 - Nov 2018 | < 1 |
| Citizens Securities, Inc. | Keene, NH | Jun 2016 - Apr 2018 | 1 |
| Citizens Financial Group Inc. | Keene, NH | Nov 2015 - Apr 2018 | 2 |
| Nylife Securities LLC | Waltham, MA | Apr 2014 - Nov 2015 | 1 |
| New York Life Insurance Co | Waltham, MA | Mar 2014 - Nov 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
- NH
- VT
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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