Adam Simon, financial advisor Pewee Valley KY
93 score

Adam Simon

CRD Number: 4599504
Current Firm: Mml Investors Services, LLC

Adam Simon (CRD# 4599504) is an Investment Advisor Representative working at Mml Investors Services, LLC in Pewee Valley, KY and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, Inc. Pee Wee Valley, KY Oct 2002 - Current 14
Mass Mutual Pee Wee Valley, KY Oct 2002 - Current 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for Adam C. Simon
Phone Number: (413)737-8400
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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