Eric Richman (CRD# 3098965) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Philadelphia, PA and has over 23 years of experience in the finance industry. Eric Richman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Philadelphia, PA | Sep 2021 - Current | 2 |
| Charles Schwab Bank, Ssb | Philadelphia, PA | Sep 2021 - Current | 2 |
| Prudential Annuities Distributors, Inc. | Dresher, PA | Jun 2020 - Sep 2021 | 1 |
| Ast Investment Services, Inc. | Dresher, PA | Jun 2020 - Sep 2021 | 1 |
| The Prudential Insurance Company Of America | Dresher, PA | Apr 2008 - Sep 2021 | 13 |
| Pruco Securities, LLC | Dresher, PA | Nov 2019 - May 2020 | < 1 |
| Prudential Annuities Distributors, Inc. | Dresher, PA | Apr 2008 - Dec 2019 | 11 |
| Ast Investment Services | Shelton, CT | Apr 2008 - Dec 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2001 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2002 |
- PA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
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