Dennis LummCRD Number: 6151495
Current Firm: Charles Schwab & Company, Inc.
Dennis Lumm (CRD# 6151495) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 3 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Charles Schwab & Company,inc.||Phoenix, AZ||Jan 2013 - Current||4|
|Fresh & Easy||Scottsdale, AZ||Apr 2008 - Jan 2013||4|
|Itm Source||Phoenix, AZ||Jan 2007 - Jan 2008||1|
|Krispy Kreme||Tempe, AZ||Jan 2005 - Jan 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV