Muhammad Afzal (CRD# 7463386) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pittsburg, CA and has over 2 years of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Hercules, CA | Sep 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hercules, CA | Jul 2022 - Current | 1 |
| Jpmorgan Chase Bank, N.a. | Alameda, CA | Oct 2021 - Jun 2022 | < 1 |
| J.p. Morgan Securities LLC | Alameda, CA | Oct 2021 - Jun 2022 | < 1 |
| Bank Of America | Alamo, CA | Apr 2019 - Oct 2021 | 2 |
| Cvs Pharmacy | Walnut Creek, CA | Apr 2017 - May 2019 | 2 |
| Rite Aid | Concord, CA | Sep 2016 - May 2017 | < 1 |
| Sears | Concord, CA | Sep 2016 - Apr 2017 | < 1 |
| Unemployed | Bay Point, CA | Oct 2011 - Aug 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2022 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2022 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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