Brian Tobin, financial advisor Pittsfield MA
93 score

Brian Tobin

CRD Number: 1432988
Current Firm: Rbc Capital Markets, LLC

Brian Tobin (CRD# 1432988) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Pittsfield, MA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Pittsfield, MA Dec 2014 - Current 2
Unemployed Mount Washington, MA Sep 2014 - Nov 2014 < 1
Wells Fargo Securities, LLC New York, NY Sep 2012 - Sep 2014 2
Rbc Wealth Management Great Barrington, MA Jun 2008 - Aug 2012 4
Unemployed New York, NY Feb 2008 - Jun 2008 < 1
Banc Of America Securities, LLC New York, NY Apr 2004 - Feb 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Brian C. Tobin
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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