Nick Moser, financial advisor Plainfield IL
90 score

Nick Moser

CRD Number: 5973440
Current Firm: Herbst Financial Advisors, Inc.

Nick Moser (CRD# 5973440) is an Investment Advisor Representative working at Herbst Financial Advisors, Inc. in Plainfield, IL and has over 4 years of experience in the finance industry.

Similar Advisors
Jonathan Rogers, financial advisor Plainfield IL
Jonathan M. Rogers
CRD# 5307693
Forum Financial Management, LP
Similar Advisors
Karen Derose, financial advisor Plainfield IL
Karen L. Derose
CRD# 2700732
Lincoln Financial Advisors Corporation
Similar Advisors
Thomas Fogerty, financial advisor Plainfield IL
Thomas J. Fogerty
CRD# 2234368
Hornor, Townsend & Kent, Inc.
Company Name Location Dates Years
Lpl Financial LLC Plainfield, IL Feb 2013 - Current 5
Herbst Financial Advisors, Inc. Plainfield, IL Feb 2013 - Current 5
Herbst Financial Plainfield, IL Sep 2011 - Feb 2013 1
Ymca Naperville, IL Jan 2011 - Sep 2011 < 1
Target Plainfield, IL Jan 2010 - Jan 2011 1
Wiu Macomb, IL Jan 2005 - Sep 2010 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
S63 Uniform Securities State Law Examination Feb 2014
Contact Info for Nick Moser
Phone Number: 815-436-1441
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.