Nitin Shah, financial advisor Plainsboro NJ
93 score

Nitin Shah

CRD Number: 5531784
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nitin Shah (CRD# 5531784) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plainsboro, NJ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Dayton, NJ Mar 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dayton, NJ Feb 2013 - Current 3
Securites America Advisors Lavista, NE Apr 2011 - Jan 2013 1
Securiteis America Inc. Iselin, NJ Apr 2011 - Jan 2013 1
Unemployed West Windsor, NJ Jan 2010 - Mar 2011 1
Bank Of America, N.a. Princeton, NJ May 2009 - Dec 2009 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton, NJ May 2008 - May 2009 1
Self West Windsor, NJ Jan 2007 - Apr 2008 1
Ats Lawrenceville, NJ Oct 1996 - Dec 2006 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Nitin D. Shah
Phone Number: 800-637-7455
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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