Mark Ratner, financial advisor Plainview NY
78 score

Mark Ratner

CRD Number: 5884432
Current Firm: J.p. Morgan Securities LLC

Mark Ratner (CRD# 5884432) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Plainview, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Oviedo, FL Oct 2012 - Current 4
Jpmorgan Chase Bank Na Altamonte Springs, FL Jan 2011 - Current 5
Chase Investment Services Corp Altamonte Springs, FL Jan 2011 - Oct 2012 1
Jpmorgan Chase Bank Altamonte Springs, FL May 2009 - Jan 2011 1
Unemployed Orlando, FL Jan 2009 - Apr 2009 < 1
Walt Disney Parks And Resorts Lake Buena Vista, FL Jan 2008 - Dec 2008 < 1
Rangers Pet Outpost And Retreat Orlando, FL Aug 2006 - Jan 2008 1
Outback Steakhouse Orlando, FL Jan 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Mark D. Ratner
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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