Rickey Williams, financial advisor Plano TX

Rickey Williams

CRD Number: 6749559
Current Firm: J.p. Morgan Securities LLC

Rickey Williams (CRD# 6749559) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Plano, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Plano, TX Feb 2019 - Current 1
Capital One Investing, LLC Plano, TX Jan 2017 - Feb 2019 2
Capital One Auto Finance Plano, TX Jun 2015 - Jan 2017 1
Capital One Auto Finance Plano, TX Aug 2014 - Jun 2015 < 1
Randstad Lavergne, TN Aug 2013 - Aug 2014 1
The Select Family Of Staffing Companies Jackson, MS May 2014 - Jul 2014 < 1
Onin Staffing Smyrna, TN Apr 2014 - Apr 2014 < 1
Kroger Antioch, TN Dec 2013 - Apr 2014 < 1
Target Jackson, MS May 2011 - Jul 2013 2
Jackson State University Jackson, MS Jan 2011 - May 2011 < 1
Walmart Brandon, MS Sep 2010 - Jan 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2018
S65 NASAA Investment Advisors Law Examination Mar 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Rickey A. Williams
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    163,396
    MILLIONS
  • Total Number of Accounts
    660,063
    ACCOUNTS
  • Average Account Value
    $247,546
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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