Jeffrey Richard, financial advisor Platteville WI
93 score

Jeffrey Richard

CRD Number: 1034537
Current Firm: Harbour Investments, Inc.

Jeffrey Richard (CRD# 1034537) is an Investment Advisor Representative working at Harbour Investments, Inc. in Platteville, WI and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Richard Financial Resources Platteville, WI Nov 2015 - Current 1
Harbour Investments, Inc. Madison, WI Nov 2015 - Current 1
Massachusetts Mutual Life Insurance Company Springfield, MA Aug 1980 - Current 36
Midamerica Financial Services, Inc. Platteville, WI Sep 2010 - Nov 2015 5
The Northwestern Mutual Life Insurance C Milwaukee, WI Dec 1988 - Sep 2010 21
Northwestern Mutual Investment Services, LLC Milwaukee, WI Nov 1988 - Sep 2010 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1986
S65 NASAA Investment Advisors Law Examination Jan 2000
Contact Info for Jeffrey T. Richard
Phone Number: 608-662-6100
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    552
    MILLIONS
  • Total Number of Accounts
    2,508
    ACCOUNTS
  • Average Account Value
    $220,245
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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