Jeffrey RichardCRD Number: 1034537
Current Firm: Harbour Investments, Inc.
Jeffrey Richard (CRD# 1034537) is an Investment Advisor Representative working at Harbour Investments, Inc. in Platteville, WI and has over 30 years of experience in the finance industry.
Steele Capital Management, Inc.
Investments By Design, Inc.
Wayne Hummer Investments LLC
|Richard Financial Resources||Platteville, WI||Nov 2015 - Current||1|
|Harbour Investments, Inc.||Madison, WI||Nov 2015 - Current||1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Aug 1980 - Current||36|
|Midamerica Financial Services, Inc.||Platteville, WI||Sep 2010 - Nov 2015||5|
|The Northwestern Mutual Life Insurance C||Milwaukee, WI||Dec 1988 - Sep 2010||21|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Nov 1988 - Sep 2010||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1986|
|S65||NASAA Investment Advisors Law Examination||Jan 2000|
Total Assets Under Management552MILLIONS
Total Number of Accounts2,508ACCOUNTS
Average Account Value$220,245
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV