Nicholas BuglisiCRD Number: 5161019
Current Firm: Ubs Financial Services Inc.
Nicholas Buglisi (CRD# 5161019) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Ponte Vedra Beach, FL and has over 17 years of experience in the finance industry.
Ameriprise Financial Services, LLC
Deutsche Bank Securities Inc.
Fidelity Personal And Workplace Advisors
|Ubs Financial Services Inc.||Ponte Vedra Bch, FL||Jul 2023 - Current||< 1|
|Bank Of America, N.a.||New York, NY||Feb 2018 - Jul 2023||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Great Neck, NY||Jan 2018 - Jul 2023||5|
|Axa Advisors, LLC||New York, NY||Dec 2015 - Jan 2018||2|
|Craig Scott Capital, LLC||Uniondale, NY||Jul 2015 - Nov 2015||< 1|
|Rockwell Global||Melville, NY||May 2010 - Jul 2015||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2006|
|S65||NASAA Investment Advisors Law Examination||Feb 2016|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management600,809MILLIONS
Total Number of Accounts1,077,471ACCOUNTS
Average Account Value$557,610
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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