Mark Roesch, financial advisor Poway CA
89 score

Mark Roesch

CRD Number: 6189679
Current Firm: Pfg Advisors

Mark Roesch (CRD# 6189679) is an Investment Advisor Representative working at Pfg Advisors in Poway, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
California Coast Credit Union Poway, CA Sep 2015 - Current 1
Lpl Financial San Diego, CA Aug 2015 - Current 1
Wells Fargo Advisors, LLC Chula Vista, CA Apr 2013 - Aug 2015 2
Unemployed San Diego, CA Dec 2012 - Apr 2013 < 1
Bae Systems San Diego, CA Oct 1985 - Nov 2012 27
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Mark D. Roesch
Phone Number: (800) 405-8850
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    165
    MILLIONS
  • Total Number of Accounts
    1,035
    ACCOUNTS
  • Average Account Value
    $159,335
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, LA, NJ, NM, PA, TX

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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