Richard Nelson (CRD# 6510728) is an Investment Advisor Representative working at North Capital in Prattville, AL and has over 8 years of experience in the finance industry.
CRD# 2625151
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6136995
Edward Jones
CRD# 1844516
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
North Capital Private Securities | Salt Lake City, UT | May 2015 - Current | 9 |
University Of Utah | Salt Lake City, UT | Jan 2012 - May 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2015 |
S65 | NASAA Investment Advisors Law Examination | May 2019 |
- UT
-
Total Assets Under Management261MILLIONS
-
Total Number of Accounts529ACCOUNTS
-
Average Account Value$493,282
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CA, GA, NY, TX, UT
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