Irene Bock, financial advisor Providence RI
93 score

Irene Bock

CRD Number: 3048782
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irene Bock (CRD# 3048782) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Providence, RI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Providence, RI Feb 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence, RI Dec 2015 - Current 1
Santander Securities, LLC Boston, MA Mar 2014 - Dec 2015 1
Cco Investment Services Corp. Smithfield, RI Sep 2011 - Mar 2014 2
Unemployed Freetown, MA Jun 2011 - Sep 2011 < 1
Unemployed Austin, TX Feb 2011 - Jun 2011 < 1
Internal Revenue Service Austin, TX Jan 2011 - Feb 2011 < 1
Unemployed Del Rio, TX Jul 2006 - Jan 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Irene Bock
Phone Number: 800-637-7455
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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