Kathrine Wunderli-Bastian, financial advisor Providence RI
81 score

Kathrine Wunderli-Bastian

CRD Number: 5345931
Current Firm: Strategic Advisers, Inc.

Kathrine Wunderli-Bastian (CRD# 5345931) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Providence, RI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Investments Merrimack, NH May 2007 - Current 9
United States Air Force Reserves Westover Arb, MA Mar 2002 - Mar 2008 6
Verizon Wireless Manchester, NH Apr 2006 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
S63 Uniform Securities State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kathrine M. Wunderli-Bastian
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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