William Mahoney, financial advisor Providence RI
93 score

William Mahoney

CRD Number: 2982226
Current Firm: Advice And Planning Services

William Mahoney (CRD# 2982226) is an Investment Advisor Representative working at Advice And Planning Services in Providence, RI and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa Providence, RI Nov 2014 - Current 2
Tiaa-cref Individual & Institutional Services, LLC Providence, RI Nov 2014 - Current 2
Lpl Financial Hanover, MA Apr 2009 - Nov 2014 5
Rockland Trust Company Hanover, MA Apr 2009 - Nov 2014 5
Bridgewater Savings Bank Raynham, MA Oct 2008 - Mar 2009 < 1
Anawon Trust Attleboro, MA Oct 2005 - Oct 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S65 NASAA Investment Advisors Law Examination Sep 2010
Contact Info for William R. Mahoney
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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