Kara Cioffi (CRD# 5446138) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Punta Gorda, FL and has over 14 years of experience in the finance industry.
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1433847
Ace Wealth Management LLC
CRD# 5199268
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Punta Gorda, FL | Jan 2019 - Current | 5 |
| A&m Ceramic Coating, LLC | North Port, FL | Apr 2017 - Current | 7 |
| Suntrust Advisory Services | Atlanta, GA | Aug 2016 - Feb 2018 | 1 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Aug 2016 - Feb 2018 | 1 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Nov 2015 - Aug 2016 | < 1 |
| Bank Of America, N.a. | Venice, FL | Jan 2015 - Nov 2015 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Venice, FL | Jan 2015 - Nov 2015 | < 1 |
| Wells Fargo Advisors LLC | Venice, FL | Jul 2014 - Dec 2014 | < 1 |
| Unemployed | Venice, FL | Aug 2012 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
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