Samuel Williams (CRD# 6401395) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Radford, VA and has over 6 years of experience in the finance industry. Samuel Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6976437
Olio Financial Planning
CRD# 4984458
Osaic Institutions, Inc.
CRD# 6520223
Bayesian Investment Management
Company Name | Location | Dates | Years |
---|---|---|---|
Stifel Nicolaus & Co Inc. | Radford, VA | Sep 2017 - Current | 6 |
Enterra Capital | Richardson, TX | May 2017 - Jul 2017 | < 1 |
Statewide Remodeling | Grapevine, TX | Sep 2016 - May 2017 | < 1 |
Unemployed | Fort Worth, TX | Jul 2016 - Sep 2016 | < 1 |
The Benefit Link | Colleyville, TX | Jul 2015 - Jul 2016 | 1 |
School | Lexington, VA | Aug 2014 - Jul 2015 | < 1 |
Stifel | Radford, VA | Jul 2014 - Aug 2014 | < 1 |
School | Radford, VA | Jan 2006 - Jul 2014 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2017 |
- TX
- VA
-
Total Assets Under Management149,249MILLIONS
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Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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