Kenneth RosplockCRD Number: 1123339
Current Firm: Columbia Ridge Capital Management
Kenneth Rosplock (CRD# 1123339) is an Investment Advisor Representative working at Columbia Ridge Capital Management in Raleigh, NC and has over 31 years of experience in the finance industry. Kenneth Rosplock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Columbia Ridge Capital Management||Raleigh, NC||Oct 2005 - Current||12|
|Cadaret, Grant & Company, Inc.||Raleigh, NC||Oct 1989 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1986|
Total Assets Under Management142MILLIONS
Total Number of Accounts602ACCOUNTS
Average Account Value$235,216
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, NC, NY, PA, TX