Kenneth Rosplock, financial advisor Raleigh NC
96 score

Kenneth Rosplock

CRD Number: 1123339
Current Firm: Columbia Ridge Capital Management

Kenneth Rosplock (CRD# 1123339) is an Investment Advisor Representative working at Columbia Ridge Capital Management in Raleigh, NC and has over 30 years of experience in the finance industry. Kenneth Rosplock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Columbia Ridge Capital Management Raleigh, NC Oct 2005 - Current 11
Cadaret, Grant & Company, Inc. Raleigh, NC Oct 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
Contact Info for Kenneth D. Rosplock
Phone Number: 607-584-4141
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    142
    MILLIONS
  • Total Number of Accounts
    602
    ACCOUNTS
  • Average Account Value
    $235,216
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

FL, NC, NY, PA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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