Randy SeeCRD Number: 5595447
Current Firm: Principal Securities, Inc.
Randy See (CRD# 5595447) is an Investment Advisor Representative working at Principal Securities, Inc. in Raleigh, NC and has over 8 years of experience in the finance industry. Randy See has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Mid Atlantic Executive Benefits||Raleigh, NC||Jul 2013 - Current||4|
|Princor Financial Services Corporation||Raleigh, NC||Sep 2009 - Current||7|
|Principal Life Insurance Company||Raleigh, NC||Sep 2009 - Current||7|
|State Farm Vp Management Corp.||Chapel Hill, NC||Aug 2009 - Aug 2009||< 1|
|State Farm Vp Management Corp||Raleigh, NC||Aug 2009 - Aug 2009||< 1|
|State Farm Insurance-agent Gary Elliott||Chapel Hill, NC||May 2009 - Aug 2009||< 1|
|State Farm Insurance-agent Chris Herrmann||Raleigh, NC||May 2009 - Aug 2009||< 1|
|Principal Life Insurance Co||Raleigh, NC||Sep 2008 - Jun 2009||< 1|
|Princor Financial Services Corp||Raleigh, NC||Sep 2008 - Jun 2009||< 1|
|East Carolina University||Greenville, NC||Aug 2006 - May 2009||2|
|Bb & T||Greenville, NC||Nov 2007 - Dec 2008||1|
|Dyn Corp||Falls Church, NC||Jun 2007 - Sep 2007||< 1|
|Golds Gym||Greenville, NC||Sep 2006 - May 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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