Ronald DavisCRD Number: 1961843
Current Firm: Msi Financial Services, Inc.
Ronald Davis (CRD# 1961843) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Raleigh, NC and has over 25 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Metlife Securities Inc.||Raleigh, NC||Oct 2009 - Current||8|
|Nationwide Securities, Inc.||Durham, NC||Aug 2008 - Oct 2009||1|
|1717 Capital Management||Newark, DE||May 2007 - Oct 2009||2|
|Nationwide Financial Network||Durham, NC||May 2007 - Oct 2009||2|
|Questar Asset Management||Ann Arbor, MI||Jan 2007 - May 2007||< 1|
|Questar Capital Corporation||Durham, NC||Dec 2006 - May 2007||< 1|
|Usallianz Securities Inc.||Minneapolis, MN||Oct 2003 - Nov 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1992|
|S65||NASAA Investment Advisors Law Examination||May 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV