Charles Sailor, financial advisor Rancho Cucamonga CA
65 score

Charles Sailor

CRD Number: 6089565
Current Firm: Td Ameritrade, Inc.

Charles Sailor (CRD# 6089565) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Rancho Cucamonga, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Rancho Cucamonga, CA Jun 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jun 2015 < 1
Morgan Stanley Brea, CA Jun 2013 - Mar 2015 1
Unemployed Upland, CA Feb 2013 - Jun 2013 < 1
Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated Riverside, CA Jun 2012 - Feb 2013 < 1
Bank Of America Simi Valley, CA Aug 2010 - Jun 2012 1
Home Life Funding Covina, CA Oct 2001 - Aug 2010 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Charles J. Sailor
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
65

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