Charles SailorCRD Number: 6089565
Current Firm: Td Ameritrade, Inc.
Charles Sailor (CRD# 6089565) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Rancho Cucamonga, CA and has over 3 years of experience in the finance industry.
Commonwealth Financial Network
Commonwealth Financial Network
|Td Ameritrade||Rancho Cucamonga, CA||Jun 2015 - Current||1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jun 2015||< 1|
|Morgan Stanley||Brea, CA||Jun 2013 - Mar 2015||1|
|Unemployed||Upland, CA||Feb 2013 - Jun 2013||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Riverside, CA||Jun 2012 - Feb 2013||< 1|
|Bank Of America||Simi Valley, CA||Aug 2010 - Jun 2012||1|
|Home Life Funding||Covina, CA||Oct 2001 - Aug 2010||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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