Joon Kim, financial advisor Rancho Cucamonga CA
93 score

Joon Kim

CRD Number: 2987997
Current Firm: Td Ameritrade, Inc.

Joon Kim (CRD# 2987997) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Rancho Cucamonga, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade Inc. Beverly Hills, CA Mar 2012 - Current 4
Morgan Stanley Smith Barney Brea, CA Jun 2010 - Mar 2012 1
Element Financial Corp. Brea, CA Dec 2007 - May 2010 2
Quick Loan Funding Costa Mesa, CA Jun 2004 - Nov 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2010
Contact Info for Joon H. Kim
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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