Saundra Shaw, financial advisor Rapid City SD
93 score

Saundra Shaw

CRD Number: 4589481
Current Firm: Rbc Capital Markets, LLC

Saundra Shaw (CRD# 4589481) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rapid City, SD and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Rapid City, SD Nov 2008 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rapid City, SD Apr 1999 - Nov 2008 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2003
Contact Info for Saundra L. Shaw
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • SD
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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