Thomas McCafferty, financial advisor Red Bank NJ
90 score

Thomas McCafferty

CRD Number: 6013562
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas McCafferty (CRD# 6013562) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, NJ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank, NJ Dec 2011 - Current 5
Law Office Of Anthony J Tucci Staten Island, NY Jan 2010 - Dec 2011 1
Wagner College Staten Island, NY Aug 2005 - Dec 2011 6
National Park Service Staten Island, NY May 2009 - Sep 2009 < 1
Delgado Real Estate Brooklyn, NY Sep 2008 - Dec 2008 < 1
National Park Service Staten Island, NY May 2008 - Sep 2008 < 1
National Park Service Staten Island, NY May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Thomas McCafferty
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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