Brian GruberCRD Number: 710684
Current Firm: Stifel, Nicolaus & Company, Incorporated
Brian Gruber (CRD# 710684) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Redding, CA and has over 41 years of experience in the finance industry.
State Farm Investment Management Corp.
Stifel, Nicolaus & Company, Incorporated
|Stifel Nicolaus & Co Inc.||Redding, CA||May 2018 - Current||4|
|Wells Fargo Clearing Services, LLC||Redding, CA||Nov 2016 - May 2018||1|
|Wells Fargo Advisors LLC||Redding, CA||May 2009 - Nov 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1980|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management148,561MILLIONS
Total Number of Accounts316,625ACCOUNTS
Average Account Value$469,203
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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