Kenneth Chinn (CRD# 7603030) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Reseda, CA and has 1 year of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Simi Valley, CA | Oct 2022 - Current | 1 |
| Filippini Wealth Management | Santa Barbara, CA | Jul 2022 - Aug 2022 | < 1 |
| Nations Lending | Huntington Beach, CA | Aug 2021 - Aug 2022 | 1 |
| Mission Loan | Irvine, CA | Feb 2021 - Aug 2021 | < 1 |
| Network Capital | Irvine, CA | Jul 2020 - Feb 2021 | < 1 |
| Alleviate Financial Solutions | Irvine, CA | Sep 2019 - Jul 2020 | < 1 |
| 9round | N/a, CA | Feb 2019 - Aug 2019 | < 1 |
| Sonoma Capital Corp | Anaheim, CA | Feb 2019 - Jun 2019 | < 1 |
| Century Business Solutions | Irvine, CA | Oct 2018 - Feb 2019 | < 1 |
| Addictive Marketing Group | Fountain Valley, CA | Jun 2015 - Jul 2018 | 3 |
| Unemployed | N/a, CA | Nov 2013 - May 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2024 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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