Kevin Finn (CRD# 4007131) is an Investment Advisor Representative working at Harbour Investments, Inc. in Charlevoix, MI and has over 24 years of experience in the finance industry.
CRD# 2645924
Saxony Capital Management, LLC
CRD# 4799866
Huntington Financial Advisors
CRD# 2277394
Morgan Stanley
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Harbour Investments, Inc. | Madison, WI | Jul 2009 - Current | 14 |
| Kiss Financial Services | Richland, WI | Jul 2009 - May 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MI
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Total Assets Under Management6,102MILLIONS
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Total Number of Accounts33,564ACCOUNTS
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Average Account Value$181,798
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