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Michael Estes, financial advisor Richmond KY
100 score

Michael Estes

Investment Services at Kentucky Bank

CRD Number: 4588902
Current Firm: Investment Professionals, Inc.
Compensation Model: Both
Michael Estes (CRD# 4588902) is an Investment Advisor Representative working at Investment Professionals, Inc. in Richmond, KY and has over 13 years of experience in the finance industry.
CONTACT
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Professional Designations
Company Name Location Dates Years
Madison Bank Richmond, KY Feb 2014 - Current 3
Lpl Financial LLC Richmond, KY Feb 2014 - Current 3
U.s. Bancorp Investments, Inc. Danville, KY Mar 2010 - Feb 2014 3
Pnc Investments London, KY Nov 2009 - Mar 2010 < 1
Natcity Investments, Inc. Louisville, KY Sep 2005 - Nov 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S7 General Securities Representative Examination (GS) Feb 2004
S66 NASAA Uniform Combined State Law Examination May 2005
S26 Investment Company and Variable Contracts Products Principal Examination (IP) Dec 2007
Contact Info for Michael P. Estes
660 University Shopping Center, Richmond, KY 40475
Phone Number:
Firm Website: http://www.invpro.com
Registered State(s):
  • KY
  • FL
  • IN
  • GA
  • OH
  • ND
  • TN
  • VA
Current Firm Details
Investment Professionals, Inc.
Firm's CRD Number: 30184
16414 San Pedro Avenue, Suite 150, San Antonio, TX 78232
By the Numbers
  • Total Assets Under Management
    634
    MILLIONS
  • Total Number of Accounts
    2,677
    ACCOUNTS
  • Average Account Value
    $236,881
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
100
Wealthminder Score
What the Wealthminder score means
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Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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