Michael Estes
CRD Number: 4588902
Current Firm: Investment Professionals, Inc.
Compensation Model: Both
CRD# 5978053
Edward Jones
CRD# 5157750
Context Financial LLC
CRD# 1061144
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Madison Bank | Richmond, KY | Feb 2014 - Current | 6 |
| Lpl Financial LLC | Richmond, KY | Feb 2014 - Current | 6 |
| U.s. Bancorp Investments, Inc. | Danville, KY | Mar 2010 - Feb 2014 | 3 |
| Pnc Investments | London, KY | Nov 2009 - Mar 2010 | < 1 |
| Natcity Investments, Inc. | Louisville, KY | Sep 2005 - Nov 2009 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2003 |
| S7 | General Securities Representative Examination (GS) | Feb 2004 |
| S66 | NASAA Uniform Combined State Law Examination | May 2005 |
| S26 | Investment Company and Variable Contracts Products Principal Examination (IP) | Dec 2007 |
- KY
- FL
- IN
- GA
- OH
- ND
- TN
- VA
-
Total Assets Under Management622MILLIONS
-
Total Number of Accounts5,581ACCOUNTS
-
Average Account Value$111,399
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.