Charlotte Gregory, financial advisor Richmond VA
90 score

Charlotte Gregory

CRD Number: 6058218
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte Gregory (CRD# 6058218) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Richmond, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond, VA Apr 2012 - Current 4
Unemployed/student At James Madison University Harrisonburg, VA Feb 2012 - Apr 2012 < 1
Corgans Publick House Harrisonburg, VA Dec 2011 - Feb 2012 < 1
Unemployed/student At James Madison University Harrisonburg, VA Nov 2011 - Dec 2011 < 1
Big Dogs Hookah Lounge Harrisonburg, VA Jul 2011 - Nov 2011 < 1
Unemployed/student At James Madison University Harrisonburg, VA May 2011 - Jul 2011 < 1
Texas Steakhouse Harrisonburg, VA Mar 2010 - May 2011 1
Unemployed/student At James Madison University Harrisonburg, VA Jan 2010 - Mar 2010 < 1
Starbucks Inc. Richmond, VA Aug 2009 - Dec 2009 < 1
Fasmart Richmond, VA May 2009 - Aug 2009 < 1
Panera Bread Harrisonburg, VA Sep 2008 - May 2009 < 1
Ida Lee Recreation Center Leesburg, VA Dec 2006 - May 2009 2
Jazzie Pools Leesburg, VA May 2008 - Sep 2008 < 1
Jess Lunch Harrisonburg, VA Feb 2008 - May 2008 < 1
Unemployed/student Harrisonburg, VA Sep 2007 - Feb 2008 < 1
Hallmark Leesburg, VA Sep 2006 - Dec 2006 < 1
Rockville Pool Richmond, VA May 2006 - Sep 2006 < 1
Tropical Smoothie Richmond, VA Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Charlotte Gregory
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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