Richard Correll, financial advisor Roanoke VA
90 score

Richard Correll

CRD Number: 5905035
Current Firm: Mutual Of Omaha Investor Services, Inc.

Richard Correll (CRD# 5905035) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Roanoke, VA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Of Omah Investor Services, Inc. Omaha, NE Apr 2013 - Current 3
Mutual Of Omaha Somerset, KY Feb 2013 - Current 3
Correll Financial Somerset, KY Jan 2013 - Current 3
Cec Enterprises Somerset, KY Nov 2011 - Jan 2013 1
Edward Jones St Louis, MO Aug 2011 - Oct 2011 < 1
Edward Jones St. Louis, MO Apr 2011 - Jul 2011 < 1
Cec Enterprises Somerset, KY Jun 2004 - Apr 2011 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Richard G. Correll
Phone Number: 402-351-5770
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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