Thomas Bass (CRD# 4093884) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Roanoke, VA and has over 24 years of experience in the finance industry.
CRD# 6307186
Raymond James Financial Services Advisors, Inc.
CRD# 2238939
Mutual Of Omaha Investor Services, Inc.
CRD# 4073561
Eagle Strategies LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Advisor Alliance | Charlotte, NC | Oct 2019 - Current | 4 |
| Lpl Financial LLC | Roanoke, VA | Oct 2019 - Current | 4 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jun 2012 - Sep 2019 | 7 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jun 2012 - Sep 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2000 |
- GA
- NC
- PA
- TX
- VA
-
Total Assets Under Management12,827MILLIONS
-
Total Number of Accounts52,309ACCOUNTS
-
Average Account Value$245,214
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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