Thomas Ren (CRD# 2729198) is an Investment Advisor Representative working at Lpl Financial LLC in Roaring River, NC and has over 27 years of experience in the finance industry.
CRD# 2362862
Ameriprise Financial Services, LLC
CRD# 2477869
Edward Jones
CRD# 2690147
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Roaring River, NC | Apr 2024 - Current | < 1 |
| Bull & Bear Financial Outfitters | Littleton, CO | Jun 2002 - Current | 21 |
| Crown Capital Securities LP | Orange, CA | Jan 2016 - Apr 2024 | 8 |
| Tommy's Bodacious Foods | Littleton, CO | Aug 2006 - Jan 2022 | 15 |
| Westside Swarm Rfc | Littleton, CO | Sep 2006 - Jan 2018 | 11 |
| Securities America, Inc. | Littleton, CO | Nov 2014 - Dec 2015 | 1 |
| Securities America Advisors, Inc. | Littleton, CO | Nov 2014 - Dec 2015 | 1 |
| Sunset Financial Services Inc. | Kansas City, MO | Aug 2007 - Nov 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 1996 |
| S63 | Uniform Securities State Law Examination | Jun 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- NC
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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