Serafino Iantorno, financial advisor Rochester NY

Serafino Iantorno

CRD Number: 4088410
Current Firm: Lpl Financial LLC

Serafino Iantorno (CRD# 4088410) is an Investment Advisor Representative working at Lpl Financial LLC in Rochester, NY and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Esl Investment Services, LLC Rochester, NY Jun 2018 - Current 5
Lpl Financial LLC Rochester, NY Jun 2018 - Current 5
Esl Federal Credit Union Rochester, NY May 2018 - Sep 2019 1
Key Investment Services LLC Rochester, NY Jan 2017 - Apr 2018 1
Esl Investment Sevices, LLC Rochester, NY May 2015 - Jan 2017 1
Lpl Financial LLC Rocherster, NY May 2015 - Jan 2017 1
Key Bank Na Rochester, NY Jul 2012 - May 2015 2
Key Investment Services LLC Rochester, NY Jul 2012 - May 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2000
S66 NASAA Uniform Combined State Law Examination Jun 2017
Contact Info for Serafino B. Iantorno
Phone Number: 704-733-3300
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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