Dennis Norton, financial advisor Rockport ME
93 score

Dennis Norton

CRD Number: 5393159
Current Firm: Commonwealth Financial Network

Dennis Norton (CRD# 5393159) is an Investment Advisor Representative working at Commonwealth Financial Network in Rockport, ME and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Allen Financial Group Camden, ME Dec 2007 - Current 9
Commonwealth Financial Network Waltham, MA Dec 2007 - Current 9
Norton Masters Alex Cpa's Rockland, ME Aug 1982 - Current 34
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2008
Contact Info for Dennis E. Norton
Phone Number: 781-736-0700
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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