![Daniel Dominguez, financial advisor Rolling Hills Estates CA](/img/ws/profile-blank-sq.png)
Daniel Dominguez
CRD Number: 6324472Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Daniel Dominguez (CRD# 6324472) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rolling Hills Estates, CA and has over 9 years of experience in the finance industry.
![Constante Abaya, financial advisor Rolling Hills Estates CA](/img/ws/profile-blank-sq.png)
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
![Dane Abbott, financial advisor Rolling Hills Estates CA](/img/ws/profile-blank-sq.png)
CRD# 5619105
Ubs Financial Services Inc.
![Alen Abrahimian, financial advisor Rolling Hills Estates CA](/img/ws/profile-blank-sq.png)
CRD# 6164184
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America | Redondo Beach, CA | Jul 2022 - Current | 1 |
F & B Innovations | Los Angeles, CA | Aug 2021 - Current | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redondo Beach, CA | Jul 2020 - Current | 3 |
Comerica Bank | Long Beach, CA | Jun 2020 - Jul 2020 | < 1 |
Mml Investors Services, LLC | Los Angeles, CA | Oct 2019 - Jun 2020 | < 1 |
Massmutual Life Insurance Company | Los Angeles, CA | Sep 2019 - Jun 2020 | < 1 |
U.s. Bancorp Investments, Inc. | Rolling Hills Estates, CA | Oct 2017 - Aug 2019 | 1 |
Us Bank | Rolling Hills Estates, CA | Sep 2017 - Aug 2019 | 1 |
Jp Morgan Securities LLC | Rancho Palos Verdes, CA | Mar 2014 - Sep 2017 | 3 |
Jp Morgan Chase Bank | Rancho Palos Verdes, CA | Nov 2011 - Sep 2017 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2014 |
S66 | NASAA Uniform Combined State Law Examination | Jan 2023 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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