John Slifka, financial advisor Rome NY

John Slifka

CRD Number: 1687575
Current Firm: Lpl Financial LLC

John Slifka (CRD# 1687575) is an Investment Advisor Representative working at Lpl Financial LLC in Rome, NY and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Rome, NY Sep 2018 - Current 5
Cadaret, Grant & Company, Inc. Rochester, NY May 2017 - Sep 2018 1
Three Sisters Farm Rome, NY Jan 2007 - Aug 2018 11
Securities America, Inc. Rome, NY Feb 2006 - May 2017 11
Securities America Advisor, Inc. Rome, NY Feb 2006 - May 2017 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1996
Contact Info for John G. Slifka
Phone Number: 704-733-3300
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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