Thomas Nelson, financial advisor Roseburg OR
93 score

Thomas Nelson

CRD Number: 1135273
Current Firm: D.a. Davidson & Company

Thomas Nelson (CRD# 1135273) is an Investment Advisor Representative working at D.a. Davidson & Company in Roseburg, OR and has over 33 years of experience in the finance industry.

Similar Advisors
Gwendolyn Best, financial advisor Roseburg OR
Gwendolyn P. Best
CRD# 5302793
Waddell & Reed
Score
93
Similar Advisors
Richard Coen, financial advisor Roseburg OR
Richard R. Coen
CRD# 1197465
D.a. Davidson & Company
Score
93
Similar Advisors
Audrey Creak, financial advisor Roseburg OR
Audrey R. Creak
CRD# 3071911
Lpl Financial LLC
Score
93
Company Name Location Dates Years
D.a. Davidson & Company Roseburg, OR Aug 2014 - Current 2
Morgan Stanley Smith Barney Roseburg, OR Jun 2009 - Aug 2014 5
Citigroup Global Markets Inc. Roseburg, OR Mar 1983 - Jun 2009 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S66 NASAA Uniform Combined State Law Examination May 2003
Contact Info for Thomas L. Nelson
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    9,918
    MILLIONS
  • Total Number of Accounts
    33,323
    ACCOUNTS
  • Average Account Value
    $297,645
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Thomas Nelson and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.