Sean Mullin, financial advisor Sacramento CA
93 score

Sean Mullin

CRD Number: 3072104
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis

Sean Mullin (CRD# 3072104) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in Sacramento, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of The West Sacramento, CA Jan 2016 - Current < 1
Bancwest Investment Services, Inc. Sacramento, CA Jan 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham, NY Oct 2009 - Jan 2016 6
Banc Of America Investment Services, Inc. New York, NY Oct 2004 - Oct 2009 5
Banc Of America Insurance Services, Inc. Greenwich, CT Oct 2004 - Oct 2009 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2016
S66 NASAA Uniform Combined State Law Examination Oct 1998
Contact Info for Sean M. Mullin
Phone Number: 800-338-3919
Registered State(s):
  • AZ
  • CA
  • CO
  • ID
  • IA
  • KS
  • MN
  • MO
  • NE
  • NV
  • NM
  • ND
  • OK
  • OR
  • SD
  • WA
  • WI
  • UT
By the Numbers
  • Total Assets Under Management
    896
    MILLIONS
  • Total Number of Accounts
    5,218
    ACCOUNTS
  • Average Account Value
    $171,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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