Harry James, financial advisor Saint Louis MO
93 score

Harry James

CRD Number: 1151498
Current Firm: Lockton Investment Advisors, LLC

Harry James (CRD# 1151498) is an Investment Advisor Representative working at Lockton Investment Advisors, LLC in Saint Louis, MO and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Lockton Financial Advisors, LLC St. Louis, MO Apr 2008 - Current 8
Lockton Investment Advisors, LLC St. Louis, MO Jul 2007 - Current 9
Lockton Companies, LLC St. Louis, MO Aug 2001 - Current 15
Aig Financial Advisors, Inc. Phoenix, AZ Jul 2006 - Jun 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1987
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for Harry E. James
Phone Number: 816-960-9000
Firm Website: http://www.lockton.com/
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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