Harry JamesCRD Number: 1151498
Current Firm: Lockton Investment Advisors, LLC
Harry James (CRD# 1151498) is an Investment Advisor Representative working at Lockton Investment Advisors, LLC in Saint Louis, MO and has over 30 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Lockton Financial Advisors, LLC||St. Louis, MO||Apr 2008 - Current||9|
|Lockton Investment Advisors, LLC||St. Louis, MO||Jul 2007 - Current||10|
|Lockton Companies, LLC||St. Louis, MO||Aug 2001 - Current||16|
|Aig Financial Advisors, Inc.||Phoenix, AZ||Jul 2006 - Jun 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1987|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Pension consulting services
AZ, CA, CO, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI