John Lally, financial advisor Saint Louis MO
70 score

John Lally

CRD Number: 6084730
Current Firm: Robert W. Baird & Company Incorporated

John Lally (CRD# 6084730) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Saint Louis, MO and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Robert W. Baird St. Louis, MO Jul 2014 - Current 2
Credit Suisse Securities (usa) LLC Atlanata, GA Jun 2012 - Jun 2014 2
University Of Georgia Athens, GA Aug 2008 - Jun 2012 3
Credit Suisse Securities (usa) LLC Atlanat, GA Jun 2011 - Aug 2011 < 1
Capital City Club Atlanta, GA Jul 2009 - Dec 2009 < 1
American Pools Atlanta, GA Jun 2009 - Jul 2009 < 1
Smoothie King Atlanta, GA Jun 2008 - Aug 2008 < 1
The Lovett School Atlanta, GA Jun 2002 - Jun 2008 6
Troutman Sanders LLP Atlanta, GA Jun 2007 - Aug 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for John B. Lally
Phone Number: 414-765-3500
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    83,910
    MILLIONS
  • Total Number of Accounts
    90,406
    ACCOUNTS
  • Average Account Value
    $928,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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