Joseph RoddyCRD Number: 1112591
Current Firm: Cetera Advisor Networks LLC
Joseph Roddy (CRD# 1112591) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Saint Louis, MO and has over 34 years of experience in the finance industry. Joseph Roddy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Current||4|
|Oracle Financial Inc.||St Louis, MO||Dec 1994 - Current||23|
|Paramount Financial LLC||St. Louis, MO||Jul 2009 - Jul 2017||8|
|Walnut Street Securities||St. Louis, MO||Oct 1989 - Aug 2013||23|
|Polaris Financial Strategies||St. Louis, MO||Aug 2000 - Feb 2012||11|
|Polaris Retirement Advisors, Inc.||St. Louis, MO||Sep 2004 - Dec 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1983|
|S66||NASAA Uniform Combined State Law Examination||Aug 2004|
Total Assets Under Management15,298MILLIONS
Total Number of Accounts68,142ACCOUNTS
Average Account Value$224,499
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY