Leslie NeudorfCRD Number: 3169701
Current Firm: Stifel, Nicolaus & Company, Incorporated
Leslie Neudorf (CRD# 3169701) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 18 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Stifel Nicolaus & Co Inc.||St. Louis, MO||Jul 2015 - Current||2|
|Tiaa-cref Individual & Institutional Services, LLC||St. Louis, MO||Oct 2010 - Apr 2015||4|
|Tiaa||St. Louis, MO||Oct 2010 - Apr 2015||4|
|New England Securities||St Louis, MO||Feb 2010 - Oct 2010||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chesterfield, MO||Oct 2009 - Feb 2010||< 1|
|Banc Of America Investment Services, Inc.||Clayton, MO||Aug 2004 - Feb 2010||5|
|Banc Of America Insurance Services, Inc.||Chesterfield, MO||Aug 2004 - Feb 2010||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1999|
|S66||NASAA Uniform Combined State Law Examination||Mar 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV