John ShipmanCRD Number: 1183159
Current Firm: Signator Investors, Inc.
John Shipman (CRD# 1183159) is an Investment Advisor Representative working at Signator Investors, Inc. in Saint Petersburg, FL and has over 25 years of experience in the finance industry. John Shipman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Signator Investors, Inc.||St. Petersburg, FL||May 2016 - Current||< 1|
|Suncoast Financial Advisors, Inc.||St. Petersburg, FL||Jan 2015 - Current||1|
|Transamerica Financial Advisors, Inc.||St. Petersburg, FL||Jan 2009 - Current||7|
|Ameriprise Advisor Services, Inc.||Detroit, MI||May 2004 - Jan 2009||4|
|H&r Block Financial Advisors||St. Petersburg, FL||Apr 2004 - Jan 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1991|
|S65||NASAA Investment Advisors Law Examination||Sep 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV