Stephanie SwainCRD Number: 5331503
Current Firm: Raymond James & Associates, Inc.
Stephanie Swain (CRD# 5331503) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Saint Petersburg, FL and has over 9 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Raymond James & Associates, Inc.||St. Petersburg, FL||Feb 2011 - Current||6|
|Raymond James Financial Services Advisors, Inc.||Saint Petersburg, FL||Jan 2009 - Feb 2011||2|
|Raymond James Financial Services, Inc.||Memphis, TN||May 2008 - Feb 2011||2|
|Raymond James Financial Services, Inc.||Memphis, TN||Apr 2007 - May 2008||1|
|Frazier Barnes Consulting||Memphis, TN||Jun 2006 - Apr 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)