Mark BainCRD Number: 3139332
Current Firm: Bain Wealth Management Group, LLC
Mark Bain (CRD# 3139332) is an Investment Advisor Representative working at Bain Wealth Management Group, LLC in Salem, OR and has over 18 years of experience in the finance industry.
|Purshe Kaplan Sterling Investments||Albany, NY||Sep 2015 - Current||1|
|Bain Wealth Management Group||Salem, OR||Jan 2002 - Current||15|
|Voya Financial Advisors||Salem, OR||Jan 2002 - Sep 2015||13|
|Ing Financial Partners, Inc.||Salem, OR||Jan 2004 - Sep 2014||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management31MILLIONS
Total Number of Accounts285ACCOUNTS
Average Account Value$109,194
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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