Mark Bain, financial advisor Salem OR
83 score

Mark Bain

CRD Number: 3139332
Current Firm: Bain Wealth Management Group, LLC

Mark Bain (CRD# 3139332) is an Investment Advisor Representative working at Bain Wealth Management Group, LLC in Salem, OR and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Sep 2015 - Current 2
Bain Wealth Management Group, LLC Salem, OR Sep 2015 - Current 2
Bain Wealth Management Group Salem, OR Jan 2002 - Current 16
Voya Financial Advisors Salem, OR Jan 2002 - Sep 2015 13
Ing Financial Partners, Inc. Salem, OR Jan 2004 - Sep 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Apr 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark L. Bain
Phone Number: 503-370-9003
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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