Charles SowersCRD Number: 1226861
Current Firm: Raymond James Financial Services Advisors, Inc.
Charles Sowers (CRD# 1226861) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Salisbury, NC and has over 32 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
|Raymond James Financial Services||Salisbury, NC||May 2015 - Current||1|
|Investment Adviser||Salisbury, NC||May 2015 - Current||1|
|Raymond James Financial Services Advisors Inc.||Salisbury, NC||May 2015 - Current||1|
|Cl&eks, Inc.||Salisbury, NC||May 2015 - Current||1|
|Midway Investments, LLC||Salisbury, NC||Jul 2002 - Current||14|
|Wells Fargo Advisors LLC||Salisbury, NC||Jul 2010 - May 2015||4|
|Morgan Stanley Smith Barney||Salisbury, NC||Jun 2009 - Jul 2010||1|
|Citigroup Global Markets Inc.||Salisbury, NC||Jul 1993 - Jul 2010||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1991|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV