Charles Sowers, financial advisor Salisbury NC
93 score

Charles Sowers

CRD Number: 1226861
Current Firm: Raymond James Financial Services Advisors, Inc.

Charles Sowers (CRD# 1226861) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Salisbury, NC and has over 32 years of experience in the finance industry.

Similar Advisors
Albert Seymour, financial advisor Salisbury NC
Albert H. Seymour
CRD# 2372093
Ameriprise Financial Services, Inc.
Score
101
Similar Advisors
Adwowa Afenyi-Annan, financial advisor Salisbury NC
Adwowa F. Afenyi-Annan
CRD# 4592855
3a Financial Group LLC
Score
96
Similar Advisors
Gerald Ahern, financial advisor Salisbury NC
Gerald B. Ahern
CRD# 832178
Aventus Investment Advisors, Inc.
Score
96
Company Name Location Dates Years
Raymond James Financial Services Salisbury, NC May 2015 - Current 1
Investment Adviser Salisbury, NC May 2015 - Current 1
Raymond James Financial Services Advisors Inc. Salisbury, NC May 2015 - Current 1
Cl&eks, Inc. Salisbury, NC May 2015 - Current 1
Midway Investments, LLC Salisbury, NC Jul 2002 - Current 14
Wells Fargo Advisors LLC Salisbury, NC Jul 2010 - May 2015 4
Morgan Stanley Smith Barney Salisbury, NC Jun 2009 - Jul 2010 1
Citigroup Global Markets Inc. Salisbury, NC Jul 1993 - Jul 2010 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Aug 1991
Contact Info for Charles L. Sowers
Phone Number: 727-567-5877
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Charles Sowers and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.