Caroline Clark, financial advisor Salt Lake City UT

Caroline Clark

CRD Number: 7205110
Current Firm: Charles Schwab & Company, Inc.

Caroline Clark (CRD# 7205110) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Salt Lake City, UT and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Salt Lake City, UT Jul 2021 - Current < 1
Charles Schwab Bank Ssb Salt Lake City, UT Jul 2021 - Current < 1
University Of Utah Salt Lake City, UT May 2020 - Jun 2021 1
University Of Utah Salt Lake City, UT May 2020 - Aug 2020 < 1
Northwestern Mutual Salt Lake City, UT Dec 2019 - May 2020 < 1
Aaa Fair Credit Foundation Salt Lake City, UT Sep 2019 - Nov 2019 < 1
Student Scottsdale, AZ May 2019 - Sep 2019 < 1
Snowbird Ski Resort Snowbird, UT Nov 2018 - May 2019 < 1
Xcel Fitness Holladay, UT Aug 2018 - Nov 2018 < 1
Student Scottsdale, AZ Aug 2017 - Aug 2018 1
Baked Bear Scottsdale, AZ May 2017 - Aug 2017 < 1
Student Scottsdale, AZ May 2014 - May 2017 3
True Food Kitchen Scottsdale, AZ Mar 2014 - May 2014 < 1
Student Student, AZ Jan 2008 - Mar 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2022
Contact Info for Caroline Clark
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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